Compass Regulatory and Compliance Advisers

Expert Advice You Can Trust.

The experts at COMPASS provide outsourced compliance programs and solutions to U.S., global, and offshore investment advisers. With the ever shifting landscape of a regulated industry, your firm requires compliance advisers you can trust.

OUR TEAM
  •  Gary Swiman

    Gary Swiman

    Gary has a long list of professional credentials, including Certified Fraud Examiner, Certified in Financial Forensics, and Certified Anti-Money Laundering Specialist. 

  •  Yigal Rechtman

    Yigal Rechtman

    Yigal specializes in fraud investigation and forensic accounting, information technology, data mining, computer aided auditing, statistical analysis, and internal controls.

  •  Brenda Mauro

    Brenda Mauro

    Brenda M. Mauro is the Director of Financial Services in the Financial Services Practice bringing over 17 years of experience in the Alternative Investment Services Industry.

  •  Brenden Lilly

    Brenden Lilly

    Brenden is the Director of COMPASS Regulatory and Compliance Advisers, LLC. and brings more than 17 years of compliance experience.