Compass Regulatory and Compliance Advisers

Expert Advice You Can Trust.

The experts at COMPASS provide outsourced compliance programs and solutions to U.S., global, and offshore investment advisers. With the ever shifting landscape of a regulated industry, your firm requires compliance advisers you can trust.

OUR TEAM
  •  Gary Swiman

    Gary Swiman

    Gary has a long list of professional credentials, including Certified Fraud Examiner, Certified in Financial Forensics, and Certified Anti-Money Laundering Specialist. 

  •  Lawrence Wagner

    Lawrence Wagner

    Larry’s expertise covers a wide range of mission-critical areas, ranging from business continuity and cybersecurity to risk management and the implementation of strategic business solutions.

  •  Ron Honka

    Ron Honka

    Ron has more than 24 years of diversified experience in audit, consulting, special projects and due diligence across a variety of industries.

  •  Yigal Rechtman

    Yigal Rechtman

    Yigal specializes in fraud investigation and forensic accounting, information technology, data mining, computer aided auditing, statistical analysis, and internal controls.

  •  Brenda Mauro

    Brenda Mauro

    Brenda M. Mauro is the Director of Financial Services in the Financial Services Practice bringing over 17 years of experience in the Alternative Investment Services Industry.